JOB DESCRIPTION

Location: On-site | Minneapolis, MN | Jersey City, New Jersey, USA 

Duration: 6 Months

 

Our client, a leading financial institution in Minneapolis, MN, USA, is looking for a  Surveillance Analyst to conduct monitoring and surveillance activities to ensure the business unit and customers are in compliance with programs to prevent or identify illegal, unethical, or improper business practices. The successful candidate will have the opportunity to work with one of the Top 5 Banks in Canada.

Typical Day in role:

• Applies extensive, in-depth knowledge, skills, and practices to perform complex assignments.
• Responding to alleged violations of rules, regulations, policies, and procedures by evaluating or recommending the initiation of investigative procedures.

Must-Have Skills:

• Securities industry knowledge
• Data gathering and Analysis 

Nice-To-Have Skills:

• Finra Licenses

Education:

• College degree

Finance professional is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. We advocate for you and welcome anyone regardless of race, color, religion, national origin, sex, physical or mental disability, or age.